Broker-Dealer Data
             

NASDAQ Broker-Dealer Data enables compliance officers, traders and back-office analysts to obtain data for their firm and allows them to:

  • Perform analysis
  • Save files for future analysis and reporting
  • Research trading activity dating back as far as five years

 

Features


One central dashboard

  • Set up daily reports
  • Download reports
  • View report history and status
  • Update subscription to add or remove reports
  • Request and access ad hoc reports

Compliance Report Cards

Access your firm’s monthly FINRA Regulation Compliance Report Cards. These reports assess whether your firm is complying with best execution, trade reporting, 20 minute comparison, Reg NMS order protection and OATS reporting compliance obligations.

Monthly Market Participant Data

Firms can view monthly rankings of the top 50 market participants by industry sector, security type and type of trading volume.

Pricing Information

Contact Information