InterACT
             

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NASDAQ InterACT is a real-time compliance tool that assists firms with supervision of trade activity reported to the FINRA/NASDAQ Trade Reporting Facility(FINRATM TRF). InterACT summarizes and consolidates data for your over the counter trade reports, helping you avoid regulatory fines.

InterACT is an add-on to the NASDAQ Workstation and Weblink ACT 2.0.

Features



New! InterACT Pop-Up Alert

The new pop-up alerts you of any trades in the category of "As Contra Party (not yet matched) – Trade Date Only", even when the InterACT screen is minimized in the browser window.

  • Receive an alert every nine minutes if there are trades that require your attention
  • Click on the pop-up to go directly to the ACT scan* to take action on trades

*Firms will continue to be charged standard fees for Trade Scans generated by InterACT.

Compliance Tool:

InterACT allows compliance officers, traders and back office analysts to keep track of their compliance, while helping to monitor for the following violations:

  • 90 second reporting requirement
  • 20 minute failed to compare
  • Reg NMS Trade-Throughs

Real-Time Intraday Dashboard:

  • Real-Time Trade Stats — Monitor Unmatched Trades, Late Trades, Number of potential Reg NMS Trade-Throughs and other stats, including Declines, Cancels, No/Was and One-Sided Breaks.
  • Trade Scans — Run trade scans to access full trade detail and to take action quickly.

Historical FTP Trade Detail Reports :

  • Using our Broker Dealer Data Report service, users can opt to receive trade detail for InterACT in a daily report.
  • Download/ Export Capability — Download to excel for record keeping purposes.

Contact Information